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Herbert J. Sims Capital Management, Inc.

● SEC registered since 2022CRD 134510SEC# 801-124853Fairfield, CT
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Reg. AUM
$186.8M
Employees
30
Accounts
374
Location
Fairfield, CT

Herbert J. Sims Capital Management, Inc. assets under management

Herbert J. Sims Capital Management, Inc. operates as an SEC-registered investment adviser based in Fairfield, CT. The firm has been registered since 2022. It reports $186.8 million in regulatory assets under management and employs 30 people.
www.hjsims.comView on SEC.gov ↗

Herbert J. Sims Capital Management, Inc. owners & executives

9 reported
NameTitleOwnershipSince
Elizabeth Barnett Sims ControlManaging PrincipalUnder 5%2025
Herbert J. Sims & Co. Inc. ControlShareholderOver 75%1995
Jason Howard Diamond ControlChief Financial OfficerUnder 5%2007
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Frequently asked questions

How much does Herbert J. Sims Capital Management, Inc. manage?

Herbert J. Sims Capital Management, Inc. reports $186.8 million in regulatory assets under management on its Form ADV.

How many employees does Herbert J. Sims Capital Management, Inc. have?

Herbert J. Sims Capital Management, Inc. reports 30 employees.

Where is Herbert J. Sims Capital Management, Inc. located?

Herbert J. Sims Capital Management, Inc. is based in Fairfield, CT and has been SEC-registered since 2022.

Does Herbert J. Sims Capital Management, Inc. disclose fund performance?

Herbert J. Sims Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2150 Post Road, Suite 301, Fairfield, CT 06824
Phone203-418-9000
Office hours9 a.m. - 5:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$152.5M
Non-discretionary$34.3M
Total (RAUM)$186.8M