PPrivate Fund Data Log in Join · $37/mo

Hergenroeder Financial Advisors, Inc.

● SEC registered since 2015CRD 121278SEC# 801-80882Timonium, MD
Export (members)
Reg. AUM
$282.7M
Employees
7
Accounts
648
Location
Timonium, MD

Hergenroeder Financial Advisors, Inc. assets under management

Hergenroeder Financial Advisors, Inc. operates as an SEC-registered investment adviser based in Timonium, MD. The firm has been registered since 2015. It reports $282.7 million in regulatory assets under management and employs 7 people.
www.hfainc.netView on SEC.gov ↗

Hergenroeder Financial Advisors, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Lisa Ann Hergenroeder ControlVice President25-50%2005
Rebecca Marie Hergenroeder ControlPresident And Chief Compliance Officer50-75%1999

Frequently asked questions

How much does Hergenroeder Financial Advisors, Inc. manage?

Hergenroeder Financial Advisors, Inc. reports $282.7 million in regulatory assets under management on its Form ADV.

How many employees does Hergenroeder Financial Advisors, Inc. have?

Hergenroeder Financial Advisors, Inc. reports 7 employees.

Where is Hergenroeder Financial Advisors, Inc. located?

Hergenroeder Financial Advisors, Inc. is based in Timonium, MD and has been SEC-registered since 2015.

Does Hergenroeder Financial Advisors, Inc. disclose fund performance?

Hergenroeder Financial Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1954 Greenspring Drive, Suite 230, Timonium, MD 21093
Phone410-769-8262
Fax410-769-8249
Office hours9:30a.m.-5:00p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$282.7M
Non-discretionary$0
Total (RAUM)$282.7M