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Heritage Financial, LLC

● SEC registered since 2018CRD 285149SEC# 801-114336Gainesville, VA
Export (members)
Reg. AUM
$334.7M
Employees
7
Accounts
1,380
Location
Gainesville, VA

Heritage Financial, LLC assets under management

Heritage Financial, LLC is an investment advisory firm registered with the SEC based in Gainesville, VA. The firm has been registered since 2018. It reports $334.7 million in regulatory assets under management and employs 7 people.
www.facebook.com/heritagefinancialllcView on SEC.gov ↗

Heritage Financial, LLC owners & executives

2 reported
NameTitleOwnershipSince
David Kalani Morton ControlPrincipal, Ceo, Member50-75%2016
Elizabeth Lannon Clark ControlPrincipal, Chief Compliance Officer, Chief Operations Officer, Member25-50%2016

Frequently asked questions

How much does Heritage Financial, LLC manage?

Heritage Financial, LLC reports $334.7 million in regulatory assets under management on its Form ADV.

How many employees does Heritage Financial, LLC have?

Heritage Financial, LLC reports 7 employees.

Where is Heritage Financial, LLC located?

Heritage Financial, LLC is based in Gainesville, VA and has been SEC-registered since 2018.

Does Heritage Financial, LLC disclose fund performance?

Heritage Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7001 Heritage Village Plaza, Suite 190, Gainesville, VA 20155
Phone(703) 754-1233
Fax(703) 754-2122
Office hours8:30 a.m. - 4:30 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$307.9M
Non-discretionary$26.8M
Total (RAUM)$334.7M