| Name | Title | Ownership | Since |
|---|---|---|---|
| Keith Michael Lanton Control | Percheron President And Treasurer | 5-10% | 2020 |
| Lawrence Stephen Herold Control | Percheron Ceo And Secretary | 25-50% | 2020 |
| Lawrence Stephen Herold Control | Herold Advisors - President, Director, Ceo, Coo, Chief Legal Officer, Cco | 25-50% | 1980 |
Herold Advisors, Inc. reports $489.7 million in regulatory assets under management on its Form ADV.
Herold Advisors, Inc. reports 9 employees.
Herold Advisors, Inc. is based in New York, NY and has been SEC-registered since 1976.
Herold Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 845 Third Avene Suite 1703, New York, NY 10022-7513 |
| Phone | 212-371-3950 |
| Fax | 212-758-4967 |
| Office hours | 9 a.m. - 4:30 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $489.7M |
| Non-discretionary | $0 |
| Total (RAUM) | $489.7M |