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Hicks & Associates Wealth Management, LLC

● SEC registered since 2022CRD 323171SEC# 801-126797Cary, NC
Export (members)
Reg. AUM
$97.3M
Employees
4
Accounts
548
Location
Cary, NC

Hicks & Associates Wealth Management, LLC assets under management

Hicks & Associates Wealth Management, LLC is a registered investment adviser overseen by the SEC based in Cary, NC. The firm has been registered since 2022. It reports $97.3 million in regulatory assets under management and employs 4 people.

Hicks & Associates Wealth Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
Carman Theodore Hicks ControlChief Executive Officer & Chief Compliance Officer & MemberOver 75%2022

Frequently asked questions

How much does Hicks & Associates Wealth Management, LLC manage?

Hicks & Associates Wealth Management, LLC reports $97.3 million in regulatory assets under management on its Form ADV.

How many employees does Hicks & Associates Wealth Management, LLC have?

Hicks & Associates Wealth Management, LLC reports 4 employees.

Where is Hicks & Associates Wealth Management, LLC located?

Hicks & Associates Wealth Management, LLC is based in Cary, NC and has been SEC-registered since 2022.

Does Hicks & Associates Wealth Management, LLC disclose fund performance?

Hicks & Associates Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1145 Executive Circle, Suite C, Cary, NC 27511
Phone919-851-5512
Office hours8:00 - 5:00
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$97.3M
Non-discretionary$0
Total (RAUM)$97.3M