PPrivate Fund Data Log in Join · $37/mo

High Falls Advisors, Inc.

● SEC registered since 1989CRD 108678SEC# 801-34161Rochester, NY
Export (members)
Reg. AUM
$607M
Employees
18
Accounts
1,762
Location
Rochester, NY

High Falls Advisors, Inc. assets under management

High Falls Advisors, Inc. operates as an SEC-registered investment adviser based in Rochester, NY. The firm has been registered since 1989. It reports $607 million in regulatory assets under management and employs 18 people.
www.facebook.com/highfallsadvisorsincView on SEC.gov ↗

High Falls Advisors, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Jennifer Englert Vogler ControlVice President/Chief Compliance Officer50-75%2020
Kenneth Joseph Burke ControlPresident/Chief Executive Officer50-75%2020

Frequently asked questions

How much does High Falls Advisors, Inc. manage?

High Falls Advisors, Inc. reports $607 million in regulatory assets under management on its Form ADV.

How many employees does High Falls Advisors, Inc. have?

High Falls Advisors, Inc. reports 18 employees.

Where is High Falls Advisors, Inc. located?

High Falls Advisors, Inc. is based in Rochester, NY and has been SEC-registered since 1989.

Does High Falls Advisors, Inc. disclose fund performance?

High Falls Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address180 South Clinton Ave, Suite 300, Rochester, NY 14604
Phone585-935-5300
Fax585-777-4037
Office hours8:30a.m. To 4:30p.m.
SEC regionNew York Regional Office (NYRO)
CIK1569139
Discloses disciplinary historyNo

Assets under management

Discretionary$599M
Non-discretionary$8.1M
Total (RAUM)$607M