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Hilltop Securities Asset Management, LLC

● SEC registered since 1991CRD 110760SEC# 801-40189Dallas, TX
Export (members)
Reg. AUM
$31.69B
Employees
31
Accounts
54
Location
Dallas, TX

Hilltop Securities Asset Management, LLC assets under management

Hilltop Securities Asset Management, LLC is an SEC-registered investment adviser based in Dallas, TX. The firm has been registered since 1991. It reports $31.7 billion in regulatory assets under management and employs 31 people.
www.hilltopsecurities.com/asset-managementView on SEC.gov ↗

Hilltop Securities Asset Management, LLC owners & executives

10 reported
NameTitleOwnershipSince
Brian Lane WittnebenSecretary/General CounselUnder 5%2009
David King MedanichBoard ManagerUnder 5%2007
First Southwest Holding, L.L.C. ControlParent CompanyOver 75%2009
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Frequently asked questions

How much does Hilltop Securities Asset Management, LLC manage?

Hilltop Securities Asset Management, LLC reports $31.7 billion in regulatory assets under management on its Form ADV.

How many employees does Hilltop Securities Asset Management, LLC have?

Hilltop Securities Asset Management, LLC reports 31 employees.

Where is Hilltop Securities Asset Management, LLC located?

Hilltop Securities Asset Management, LLC is based in Dallas, TX and has been SEC-registered since 1991.

Does Hilltop Securities Asset Management, LLC disclose fund performance?

Hilltop Securities Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address717 N. Harwood Street, Suite 3400, Dallas, TX 75201
Phone214-953-4000
Office hours8:00 a.m. - 5:00 p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyYes

Assets under management

Discretionary—
Non-discretionary$31.69B
Total (RAUM)$31.69B