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Hilltop Securities Inc.

● SEC registered since 1998CRD 6220SEC# 801-55529Dallas, TX
Export (members)
Reg. AUM
$2.25B
Employees
91
Accounts
5,181
Location
Dallas, TX

Hilltop Securities Inc. assets under management

Hilltop Securities Inc. is an SEC-registered investment adviser based in Dallas, TX. The firm has been registered since 1998. It reports $2.3 billion in regulatory assets under management and employs 91 people.

Hilltop Securities Inc. owners & executives

14 reported
NameTitleOwnershipSince
Brian Lane Wittneben ControlGeneral Counsel/SecretaryUnder 5%2016
David King Medanich ControlBoard DirectorUnder 5%2017
Hilltop Securities Holdings, LLC ControlParentOver 75%2015
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Frequently asked questions

How much does Hilltop Securities Inc. manage?

Hilltop Securities Inc. reports $2.3 billion in regulatory assets under management on its Form ADV.

How many employees does Hilltop Securities Inc. have?

Hilltop Securities Inc. reports 91 employees.

Where is Hilltop Securities Inc. located?

Hilltop Securities Inc. is based in Dallas, TX and has been SEC-registered since 1998.

Does Hilltop Securities Inc. disclose fund performance?

Hilltop Securities Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address717 N. Harwood Street, Suite 3400, Dallas, TX 75201
Phone214-953-4000
Office hours8:00a.m.-5:00p.m.
SEC regionFort Worth Regional Office (FWRO)
CIK891055
Discloses disciplinary historyYes

Assets under management

Discretionary$1.63B
Non-discretionary$626.2M
Total (RAUM)$2.25B