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Hollow Brook Wealth Management LLC

● SEC registered since 2008CRD 145521SEC# 801-68599Katonah, NY
Export (members)
Reg. AUM
$1.2B
Employees
15
Accounts
538
Location
Katonah, NY

Hollow Brook Wealth Management LLC assets under management

Hollow Brook Wealth Management LLC is an investment advisory firm registered with the SEC based in Katonah, NY. The firm has been registered since 2008. It reports $1.2 billion in regulatory assets under management and employs 15 people.
www.hbwmllc.comView on SEC.gov ↗

Hollow Brook Wealth Management LLC owners & executives

2 reported
NameTitleOwnershipSince
Alan Lee Bazaar ControlCeo50-75%2014
Philip Ernst Richter ControlPresident / Cco50-75%2014

Frequently asked questions

How much does Hollow Brook Wealth Management LLC manage?

Hollow Brook Wealth Management LLC reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does Hollow Brook Wealth Management LLC have?

Hollow Brook Wealth Management LLC reports 15 employees.

Where is Hollow Brook Wealth Management LLC located?

Hollow Brook Wealth Management LLC is based in Katonah, NY and has been SEC-registered since 2008.

Does Hollow Brook Wealth Management LLC disclose fund performance?

Hollow Brook Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address152 Bedford Road, Katonah, NY 10536
Phone212-364-1848
Fax212-364-1849
Office hours8a.m. -6p.m.
SEC regionNew York Regional Office (NYRO)
CIK1455251
Discloses disciplinary historyNo

Assets under management

Discretionary$684.8M
Non-discretionary$512.3M
Total (RAUM)$1.2B