| Name | Title | Ownership | Since |
|---|---|---|---|
| David Paul Dawe Control | Chief Executive Officer And Chief Operating Officer, Director | Under 5% | 2020 |
| Erick Daniel Vega Control | Chief Investment Officer | Under 5% | 2022 |
| HSBC USA, Inc. Control | Shareholder | Over 75% | 2021 |
HSBC Global Asset Management (USA) Inc. reports $13 million in regulatory assets under management on its Form ADV.
HSBC Global Asset Management (USA) Inc. reports 101 employees.
HSBC Global Asset Management (USA) Inc. is based in New York, NY and has been SEC-registered since 1985.
HSBC Global Asset Management (USA) Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 66 Hudson Boulevard, Floor 4, New York, NY 10001 |
| Phone | 212-525-4107 |
| Office hours | 9:00 a.m. - 5:00 p.m. (Est) |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1577401 |
| Discloses disciplinary history | Yes |
| Discretionary | $12.3M |
| Non-discretionary | $7.33B |
| Total (RAUM) | $13M |