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HSBC Securities (USA) Inc.

● SEC registered since 2005CRD 19585SEC# 801-64563New York, NY
Export (members)
Ranks #1,461 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$3.23B
Fund GAV
$88.1M
Private funds
9
Employees
473
Accounts
12,180
Location
New York, NY

HSBC Securities (USA) Inc. assets under management

HSBC Securities (USA) Inc. is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2005. It reports $3.2 billion in regulatory assets under management and employs 473 people. HSBC Securities (USA) Inc. manages 9 private funds with combined gross assets of $88.1 million, including 452 Private Equity Investors Cayman L.P. By regulatory assets, it ranks 1,461 of 5,911 private fund managers.

HSBC Securities (USA) Inc. private funds

9 funds · $88.1M GAV
FundTypeGross assetsMin.
452 Private Equity Investors Cayman L.P.Private Equity$43.7M$1M
452 Latin America Private Equity Investors L.P.Private Equity$23.5M$1M
HSBC Latin American Coinvestment Partners, L.P.Private Equity$10.7M$1M
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HSBC Securities (USA) Inc. owners & executives

14 reported
NameTitleOwnershipSince
Daniel S Palomaki ControlPrincipal Financial OfficerUnder 5%2025
Dustin Natale ControlChief Compliance Officer (bd) And Head Of Mss ComplianceUnder 5%2025
Ethan I Babayev ControlChief Financial OfficerUnder 5%2025
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Frequently asked questions

How much does HSBC Securities (USA) Inc. manage?

HSBC Securities (USA) Inc. reports $3.2 billion in regulatory assets under management on its Form ADV.

How many private funds does HSBC Securities (USA) Inc. manage?

HSBC Securities (USA) Inc. manages 9 private funds with combined gross assets of $88.1 million.

How many employees does HSBC Securities (USA) Inc. have?

HSBC Securities (USA) Inc. reports 473 employees.

Where is HSBC Securities (USA) Inc. located?

HSBC Securities (USA) Inc. is based in New York, NY and has been SEC-registered since 2005.

Does HSBC Securities (USA) Inc. disclose fund performance?

HSBC Securities (USA) Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address66 Husdson Boulevard East, New York, NY 10001
Phone212-525-2879
Fax212-382-5560
Office hours8:30a.m. - 5:30p.m.
SEC regionNew York Regional Office (NYRO)
CIK1092524
Discloses disciplinary historyYes

Assets under management

Discretionary$493.5M
Non-discretionary$2.74B
Total (RAUM)$3.23B

Service providers

Auditor
Administrator