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Income & Asset Advisory, Inc.

● SEC registered since 2009CRD 124955SEC# 801-69801Armonk, NY
Export (members)
Reg. AUM
$136.1M
Employees
4
Accounts
455
Location
Armonk, NY

Income & Asset Advisory, Inc. assets under management

Income & Asset Advisory, Inc. is a registered investment adviser overseen by the SEC based in Armonk, NY. The firm has been registered since 2009. It reports $136.1 million in regulatory assets under management and employs 4 people.
www.theadvisory.comView on SEC.gov ↗

Income & Asset Advisory, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Derek Anthony Ralston ControlPrinicpal50-75%2024
Jason David Waxler ControlChief Compliance Officer50-75%2024

Frequently asked questions

How much does Income & Asset Advisory, Inc. manage?

Income & Asset Advisory, Inc. reports $136.1 million in regulatory assets under management on its Form ADV.

How many employees does Income & Asset Advisory, Inc. have?

Income & Asset Advisory, Inc. reports 4 employees.

Where is Income & Asset Advisory, Inc. located?

Income & Asset Advisory, Inc. is based in Armonk, NY and has been SEC-registered since 2009.

Does Income & Asset Advisory, Inc. disclose fund performance?

Income & Asset Advisory, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address80 Business Park Drive, Suite 108, Armonk, NY 10504
Phone914-273-6800
Fax914-273-6806
Office hours9:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$136.1M
Non-discretionary$0
Total (RAUM)$136.1M