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Independent Advisor Alliance, LLC

● SEC registered since 2013CRD 168267SEC# 801-78808Charlotte, NC
Export (members)
Reg. AUM
$14.07B
Employees
283
Accounts
54,861
Location
Charlotte, NC

Independent Advisor Alliance, LLC assets under management

Independent Advisor Alliance, LLC is a registered investment adviser overseen by the SEC based in Charlotte, NC. The firm has been registered since 2013. It reports $14.1 billion in regulatory assets under management and employs 283 people.
fivestonefinancial.netView on SEC.gov ↗

Independent Advisor Alliance, LLC owners & executives

8 reported
NameTitleOwnershipSince
David E Buzo ControlChief Marketing OfficerUnder 5%2023
Iaa Holdings, LLC ControlManaging MemberOver 75%2023
Jefferson Linwood Pitt ControlChief Experience OfficerUnder 5%2021
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Frequently asked questions

How much does Independent Advisor Alliance, LLC manage?

Independent Advisor Alliance, LLC reports $14.1 billion in regulatory assets under management on its Form ADV.

How many employees does Independent Advisor Alliance, LLC have?

Independent Advisor Alliance, LLC reports 283 employees.

Where is Independent Advisor Alliance, LLC located?

Independent Advisor Alliance, LLC is based in Charlotte, NC and has been SEC-registered since 2013.

Does Independent Advisor Alliance, LLC disclose fund performance?

Independent Advisor Alliance, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11215 N. Community House Rd., Ste. 775, Charlotte, NC 28277
Phone888.430.1555
Office hours8:00a.m. - 5:00p.m.
SEC regionAtlanta Regional Office (ARO)
CIK1696899
Discloses disciplinary historyNo

Assets under management

Discretionary$14.07B
Non-discretionary$0
Total (RAUM)$14.07B