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Independent Financial Group, LLC

● SEC registered since 2004CRD 7717SEC# 801-62667San Diego, CA
Export (members)
Reg. AUM
$11.32B
Employees
622
Accounts
44,046
Location
San Diego, CA

Independent Financial Group, LLC assets under management

Independent Financial Group, LLC is an investment advisory firm registered with the SEC based in San Diego, CA. The firm has been registered since 2004. It reports $11.3 billion in regulatory assets under management and employs 622 people.

Independent Financial Group, LLC owners & executives

10 reported
NameTitleOwnershipSince
Brian DennenCco Brokerage & AdvisoryUnder 5%2024
David Allen Fischer ControlManaging DirectorUnder 5%2005
Independent Financial Group, Inc. ControlOwnerOver 75%2003
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Frequently asked questions

How much does Independent Financial Group, LLC manage?

Independent Financial Group, LLC reports $11.3 billion in regulatory assets under management on its Form ADV.

How many employees does Independent Financial Group, LLC have?

Independent Financial Group, LLC reports 622 employees.

Where is Independent Financial Group, LLC located?

Independent Financial Group, LLC is based in San Diego, CA and has been SEC-registered since 2004.

Does Independent Financial Group, LLC disclose fund performance?

Independent Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address12671 High Bluff Dr, Suite 200, San Diego, CA 92130
Phone858-436-3180
Fax858-481-9033
Office hours8:00a.m. To 5:00p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$8.31B
Non-discretionary$3.02B
Total (RAUM)$11.32B