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Independent Wealth Management, LLC

● SEC registered since 2021CRD 124242SEC# 801-120528Traverse City, MI
Export (members)
Reg. AUM
$203M
Employees
3
Accounts
510
Location
Traverse City, MI

Independent Wealth Management, LLC assets under management

Independent Wealth Management, LLC operates as an SEC-registered investment adviser based in Traverse City, MI. The firm has been registered since 2021. It reports $203 million in regulatory assets under management and employs 3 people.

Independent Wealth Management, LLC owners & executives

3 reported
NameTitleOwnershipSince
Jay Brant Berger ControlMember25-50%2010
Scott C Hackney ControlMember, Chief Compliance Officer25-50%2009
Stephen Michael Fisher ControlManaging Member25-50%1998

Frequently asked questions

How much does Independent Wealth Management, LLC manage?

Independent Wealth Management, LLC reports $203 million in regulatory assets under management on its Form ADV.

How many employees does Independent Wealth Management, LLC have?

Independent Wealth Management, LLC reports 3 employees.

Where is Independent Wealth Management, LLC located?

Independent Wealth Management, LLC is based in Traverse City, MI and has been SEC-registered since 2021.

Does Independent Wealth Management, LLC disclose fund performance?

Independent Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address236 1/2 E. Front St, Traverse City, MI 49684
Phone231-929-1086
Fax231-346-5959
Office hours8:30 a.m. To 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$183.7M
Non-discretionary$19.3M
Total (RAUM)$203M