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Intercarolina Financial Services, Inc.

● SEC registered since 2021CRD 19475SEC# 801-121339Greensboro, NC
Export (members)
Reg. AUM
$130.8M
Employees
14
Accounts
381
Location
Greensboro, NC

Intercarolina Financial Services, Inc. assets under management

Intercarolina Financial Services, Inc. is a registered investment adviser overseen by the SEC based in Greensboro, NC. The firm has been registered since 2021. It reports $130.8 million in regulatory assets under management and employs 14 people.
www.intercarolina.netView on SEC.gov ↗

Intercarolina Financial Services, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Joseph Eugene Navolanic ControlPresident/Fin Op50-75%1987
Marcus Dale Kindley ControlChief Compliance Officer/Vice President25-50%1987

Frequently asked questions

How much does Intercarolina Financial Services, Inc. manage?

Intercarolina Financial Services, Inc. reports $130.8 million in regulatory assets under management on its Form ADV.

How many employees does Intercarolina Financial Services, Inc. have?

Intercarolina Financial Services, Inc. reports 14 employees.

Where is Intercarolina Financial Services, Inc. located?

Intercarolina Financial Services, Inc. is based in Greensboro, NC and has been SEC-registered since 2021.

Does Intercarolina Financial Services, Inc. disclose fund performance?

Intercarolina Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3300 Battleground Avenue, Suite 202, Greensboro, NC 27410
Phone336-288-6890
Fax336-545-1971
Office hours9:00a.m.To 5:00p.m.
SEC regionAtlanta Regional Office (ARO)
CIK811230
Discloses disciplinary historyYes

Assets under management

Discretionary$10.5M
Non-discretionary$120.2M
Total (RAUM)$130.8M