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James Investment Research Inc

● SEC registered since 1976CRD 110433SEC# 801-12359Xenia, OH
Export (members)
Reg. AUM
$1.21B
Employees
15
Accounts
692
Location
Xenia, OH

James Investment Research Inc assets under management

James Investment Research Inc is an investment advisory firm registered with the SEC based in Xenia, OH. The firm has been registered since 1976. It reports $1.2 billion in regulatory assets under management and employs 15 people.

James Investment Research Inc owners & executives

7 reported
NameTitleOwnershipSince
Barry Ray James ControlChairman Of The BoardUnder 5%1995
Frank e James Jr. Trust Iris R. James Trustee Dtd 03/05/1986 ControlOwnerOver 75%1986
Lesley Dawn Ott ControlChief Compliance Officer (jan. 2012) & Chief Operating Officer (jan. 2020)Under 5%2012
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Frequently asked questions

How much does James Investment Research Inc manage?

James Investment Research Inc reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does James Investment Research Inc have?

James Investment Research Inc reports 15 employees.

Where is James Investment Research Inc located?

James Investment Research Inc is based in Xenia, OH and has been SEC-registered since 1976.

Does James Investment Research Inc disclose fund performance?

James Investment Research Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1349 Fairground Road, Xenia, OH 45385
Phone937-426-7640
Fax937-426-7097
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK810384
Discloses disciplinary historyNo

Assets under management

Discretionary$1.18B
Non-discretionary$35M
Total (RAUM)$1.21B