PPrivate Fund Data Log in Join · $37/mo

Janney Montgomery Scott LLC

● SEC registered since 1971CRD 463SEC# 801-7258Philadelphia, PA
Export (members)
Reg. AUM
$10.1M
Employees
2,375
Accounts
239,256
Location
Philadelphia, PA

Janney Montgomery Scott LLC assets under management

Janney Montgomery Scott LLC is a registered investment adviser overseen by the SEC based in Philadelphia, PA. The firm has been registered since 1971. It reports $10.1 million in regulatory assets under management and employs 2,375 people.

Janney Montgomery Scott LLC owners & executives

34 reported
NameTitleOwnershipSince
Anthony Matthew Miller ControlDirector, President And CeoUnder 5%2024
Brett Stephan RiggiChief Operating OfficerUnder 5%2025
Caroline Kathryne HallChief Compliance OfficerUnder 5%2021
See all 34 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Janney Montgomery Scott LLC manage?

Janney Montgomery Scott LLC reports $10.1 million in regulatory assets under management on its Form ADV.

How many employees does Janney Montgomery Scott LLC have?

Janney Montgomery Scott LLC reports 2,375 employees.

Where is Janney Montgomery Scott LLC located?

Janney Montgomery Scott LLC is based in Philadelphia, PA and has been SEC-registered since 1971.

Does Janney Montgomery Scott LLC disclose fund performance?

Janney Montgomery Scott LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1717 Arch Street, Philadelphia, PA 19103
Phone215-665-6000
Fax215-665-0824
Office hours9:00a.m. To 5:00p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK200401
Discloses disciplinary historyYes

Assets under management

Discretionary$64.38B
Non-discretionary$36.41B
Total (RAUM)$10.1M