| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Opportunistic Private Allocation Fund, LLC - Series B | Hedge | $10.1M | $500K |
| Opportunistic Private Allocation Fund, LLC - Series a | Hedge | $2.8M | $500K |
| Sonics56 LLC | Other Private | $2.1M | $100K |
| Name | Title | Ownership | Since |
|---|---|---|---|
| Jason Andrew Prattes Control | Chief Executive Officer | Over 75% | 2018 |
| Larry Yu Control | Vice President & Chief Compliance Officer | Under 5% | 2019 |
Jason a Prattes Financial Inc reports $180.3 million in regulatory assets under management on its Form ADV.
Jason a Prattes Financial Inc manages 3 private funds with combined gross assets of $15 million.
Jason a Prattes Financial Inc reports 5 employees.
Jason a Prattes Financial Inc is based in Newport Beach, CA and has been SEC-registered since 2022.
Jason a Prattes Financial Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 620 Newport Center Drive, Suite 1100, Newport Beach, CA 92660 |
| Phone | 949-271-6333 |
| Office hours | 8a.m. -5p.m. Pt |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
| Discretionary | $129.6M |
| Non-discretionary | $50.7M |
| Total (RAUM) | $180.3M |