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J.k. Financial, Inc.

● SEC registered since 2019CRD 114929SEC# 801-116829Dallas, TX
Export (members)
Reg. AUM
$172.7M
Employees
3
Accounts
403
Location
Dallas, TX

J.k. Financial, Inc. assets under management

J.k. Financial, Inc. is an investment advisory firm registered with the SEC based in Dallas, TX. The firm has been registered since 2019. It reports $172.7 million in regulatory assets under management and employs 3 people.
www.facebook.com/jkfinancialincView on SEC.gov ↗

J.k. Financial, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Donald William CaponeExecutive OfficerUnder 5%2005
John Allen Kvale ControlPresident, Chief Compliance Officer, Chief Information Security OfficerOver 75%2019

Frequently asked questions

How much does J.k. Financial, Inc. manage?

J.k. Financial, Inc. reports $172.7 million in regulatory assets under management on its Form ADV.

How many employees does J.k. Financial, Inc. have?

J.k. Financial, Inc. reports 3 employees.

Where is J.k. Financial, Inc. located?

J.k. Financial, Inc. is based in Dallas, TX and has been SEC-registered since 2019.

Does J.k. Financial, Inc. disclose fund performance?

J.k. Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8222 Douglas Ave, Suite 590, Dallas, TX 75225
Phone214-706-4300
Fax214-706-4262
Office hours9:00 a.m. - 5:00 p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$172.7M
Non-discretionary$0
Total (RAUM)$172.7M