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Jocelyn Investment Management, LLC

● SEC registered since 2022CRD 323831SEC# 801-126910San Rafael, CA
Export (members)
Reg. AUM
$919.7M
Employees
2
Accounts
272
Location
San Rafael, CA

Jocelyn Investment Management, LLC assets under management

Jocelyn Investment Management, LLC is a registered investment adviser overseen by the SEC based in San Rafael, CA. The firm has been registered since 2022. It reports $919.7 million in regulatory assets under management and employs 2 people.

Jocelyn Investment Management, LLC owners & executives

8 reported
NameTitleOwnershipSince
Howardsimon, LLC ControlOwnerOver 75%2022
Nicholas Alden Jocelyn ControlVice Chairman, Vice President, SecretaryUnder 5%2022
Robert A Jocelyn ControlChairman, President, Chief Compliance OfficerUnder 5%2022
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Frequently asked questions

How much does Jocelyn Investment Management, LLC manage?

Jocelyn Investment Management, LLC reports $919.7 million in regulatory assets under management on its Form ADV.

How many employees does Jocelyn Investment Management, LLC have?

Jocelyn Investment Management, LLC reports 2 employees.

Where is Jocelyn Investment Management, LLC located?

Jocelyn Investment Management, LLC is based in San Rafael, CA and has been SEC-registered since 2022.

Does Jocelyn Investment Management, LLC disclose fund performance?

Jocelyn Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address100 Smith Ranch Road, Suite 329, San Rafael, CA 94903
Phone415-256-1795
Fax303-484-5233
Office hours8:00a.m. - 4:00p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$90.4M
Non-discretionary$829.3M
Total (RAUM)$919.7M