Joe Allen, LLC

CRD 342928SEC# 801-136792Prescott, AZ

No longer SEC-registered. Joe Allen, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.

Reg. AUM

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Employees

Accounts

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Location

Prescott, AZ

Joe Allen, LLC assets under management

Joe Allen, LLC is an SEC-registered investment adviser based in Prescott, AZ. It employs 3 people.

View on SEC.gov ↗

Joe Allen, LLC owners & executives

1 reported

Name	Title	Ownership	Since
Joseph Michael Allen Control	Chief Compliance Officer/Managing Member	Over 75%	2026

Frequently asked questions

How many employees does Joe Allen, LLC have?

Joe Allen, LLC reports 3 employees.

Where is Joe Allen, LLC located?

Joe Allen, LLC is based in Prescott, AZ.

Does Joe Allen, LLC disclose fund performance?

Joe Allen, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address	302 North Virginia St., Prescott, AZ 86301
Office hours	9 a.m. - 5p.m.
Discloses disciplinary history	No