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Joseph P. Lucia & Associates, LLC

● SEC registered since 2012CRD 147625SEC# 801-76540Yorktown Heights, NY
Export (members)
Reg. AUM
$303.3M
Employees
5
Accounts
1,818
Location
Yorktown Heights, NY

Joseph P. Lucia & Associates, LLC assets under management

Joseph P. Lucia & Associates, LLC is an investment advisory firm registered with the SEC based in Yorktown Heights, NY. The firm has been registered since 2012. It reports $303.3 million in regulatory assets under management and employs 5 people.
www.luciaandassociates.netView on SEC.gov ↗

Joseph P. Lucia & Associates, LLC owners & executives

1 reported
NameTitleOwnershipSince
Joseph Paul Lucia ControlManaging Principal/Chief Compliance OfficerOver 75%2008

Frequently asked questions

How much does Joseph P. Lucia & Associates, LLC manage?

Joseph P. Lucia & Associates, LLC reports $303.3 million in regulatory assets under management on its Form ADV.

How many employees does Joseph P. Lucia & Associates, LLC have?

Joseph P. Lucia & Associates, LLC reports 5 employees.

Where is Joseph P. Lucia & Associates, LLC located?

Joseph P. Lucia & Associates, LLC is based in Yorktown Heights, NY and has been SEC-registered since 2012.

Does Joseph P. Lucia & Associates, LLC disclose fund performance?

Joseph P. Lucia & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3505 Hill Blvd., Suite J, Yorktown Heights, NY 10598
Phone914-352-6600
Fax914-352-6601
Office hours9:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$181.4M
Non-discretionary$121.9M
Total (RAUM)$303.3M