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Kaizen Financial Advisors, LLC

● SEC registered since 2019CRD 155353SEC# 801-115111Kirkland, WA
Export (members)
Reg. AUM
$244.2M
Employees
4
Accounts
560
Location
Kirkland, WA

Kaizen Financial Advisors, LLC assets under management

Kaizen Financial Advisors, LLC is an investment advisory firm registered with the SEC based in Kirkland, WA. The firm has been registered since 2019. It reports $244.2 million in regulatory assets under management and employs 4 people.
www.kaizenfa.comView on SEC.gov ↗

Kaizen Financial Advisors, LLC owners & executives

1 reported
NameTitleOwnershipSince
Laurie Laverne Klein ControlManaging Member/Chief Compliance OfficerOver 75%2010

Frequently asked questions

How much does Kaizen Financial Advisors, LLC manage?

Kaizen Financial Advisors, LLC reports $244.2 million in regulatory assets under management on its Form ADV.

How many employees does Kaizen Financial Advisors, LLC have?

Kaizen Financial Advisors, LLC reports 4 employees.

Where is Kaizen Financial Advisors, LLC located?

Kaizen Financial Advisors, LLC is based in Kirkland, WA and has been SEC-registered since 2019.

Does Kaizen Financial Advisors, LLC disclose fund performance?

Kaizen Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4030 Lake Washington Blvd, Suite 308, Kirkland, WA 98033
Phone425-321-5800
Fax425-321-5800
Office hoursBy Appointment Only
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$244.2M
Non-discretionary$0
Total (RAUM)$244.2M