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Kane Financial, LLC

● SEC registered since 2021CRD 291231SEC# 801-122385Waterville, NY
Export (members)
Reg. AUM
$56.6M
Employees
3
Accounts
560
Location
Waterville, NY

Kane Financial, LLC assets under management

Kane Financial, LLC is a registered investment adviser overseen by the SEC based in Waterville, NY. The firm has been registered since 2021. It reports $56.6 million in regulatory assets under management and employs 3 people.

Kane Financial, LLC owners & executives

4 reported
NameTitleOwnershipSince
Clinton Peter Kane ControlPrincipal, CcoUnder 5%2017
Renee Alexandria JaroszChief Operations OfficerUnder 5%2025
The Clinton P. Kane Revocable Trust ControlOwnerOver 75%2025
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Frequently asked questions

How much does Kane Financial, LLC manage?

Kane Financial, LLC reports $56.6 million in regulatory assets under management on its Form ADV.

How many employees does Kane Financial, LLC have?

Kane Financial, LLC reports 3 employees.

Where is Kane Financial, LLC located?

Kane Financial, LLC is based in Waterville, NY and has been SEC-registered since 2021.

Does Kane Financial, LLC disclose fund performance?

Kane Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address151 West Main Street, Waterville, NY 13480
Phone(315) 801-9028
Fax(315) 801-9028
Office hoursBy Appointment Only
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$56.1M
Non-discretionary$540K
Total (RAUM)$56.6M