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Keystone Wealth Management Inc.

● SEC registered since 2025CRD 304133SEC# 801-134233Waterloo, IA
Export (members)
Reg. AUM
$130.2M
Employees
2
Accounts
545
Location
Waterloo, IA

Keystone Wealth Management Inc. assets under management

Keystone Wealth Management Inc. is an investment advisory firm registered with the SEC based in Waterloo, IA. The firm has been registered since 2025. It reports $130.2 million in regulatory assets under management and employs 2 people.
www.keystonewealth.comView on SEC.gov ↗

Keystone Wealth Management Inc. owners & executives

2 reported
NameTitleOwnershipSince
David Michael Becker ControlChief Compliance OfficerOver 75%2019
David Michael Becker ControlPresidentOver 75%2007

Frequently asked questions

How much does Keystone Wealth Management Inc. manage?

Keystone Wealth Management Inc. reports $130.2 million in regulatory assets under management on its Form ADV.

How many employees does Keystone Wealth Management Inc. have?

Keystone Wealth Management Inc. reports 2 employees.

Where is Keystone Wealth Management Inc. located?

Keystone Wealth Management Inc. is based in Waterloo, IA and has been SEC-registered since 2025.

Does Keystone Wealth Management Inc. disclose fund performance?

Keystone Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address999 Home Plaza, Suite 100g, Waterloo, IA 50701
Phone(319) 883-3096
Fax(888) 369-7483
Office hoursM-Th - 8:30 a.m. - 4:30 p.m.; F - 8:30 a.m. - 3:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$114.3M
Non-discretionary$15.9M
Total (RAUM)$130.2M