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Klein Pavlis & Peasley Financial, Inc.

● SEC registered since 2021CRD 112414SEC# 801-121974Irvine, CA
Export (members)
Reg. AUM
$184.9M
Employees
5
Accounts
735
Location
Irvine, CA

Klein Pavlis & Peasley Financial, Inc. assets under management

Klein Pavlis & Peasley Financial, Inc. operates as an SEC-registered investment adviser based in Irvine, CA. The firm has been registered since 2021. It reports $184.9 million in regulatory assets under management and employs 5 people.
www.twitter.com/kppfinancialView on SEC.gov ↗

Klein Pavlis & Peasley Financial, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Jason Robert Topor ControlChief Compliance OfficerUnder 5%2019
Justin Alan Klein ControlCeo & Secretary/TreasurerOver 75%2012

Frequently asked questions

How much does Klein Pavlis & Peasley Financial, Inc. manage?

Klein Pavlis & Peasley Financial, Inc. reports $184.9 million in regulatory assets under management on its Form ADV.

How many employees does Klein Pavlis & Peasley Financial, Inc. have?

Klein Pavlis & Peasley Financial, Inc. reports 5 employees.

Where is Klein Pavlis & Peasley Financial, Inc. located?

Klein Pavlis & Peasley Financial, Inc. is based in Irvine, CA and has been SEC-registered since 2021.

Does Klein Pavlis & Peasley Financial, Inc. disclose fund performance?

Klein Pavlis & Peasley Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4 Park Plaza, Ste. 1010, Irvine, CA 92614
Phone800-557-5461
Fax949-443-2039
Office hours6:30a.m.-2:30p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$184.9M
Non-discretionary$0
Total (RAUM)$184.9M