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Klingman and Associates, LLC

● SEC registered since 2007CRD 125618SEC# 801-67783New York, NY
Export (members)
Reg. AUM
$4.84B
Employees
25
Accounts
3,132
Location
New York, NY

Klingman and Associates, LLC assets under management

Klingman and Associates, LLC operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2007. It reports $4.8 billion in regulatory assets under management and employs 25 people.

Klingman and Associates, LLC owners & executives

4 reported
NameTitleOwnershipSince
Daniel Michael Delmoro ControlDirector Of Investments10-25%2022
Gerard Albert Klingman ControlPresident/Managing Member50-75%2001
Michael David Paley ControlChief Compliance Officer/Chief Operating Officer10-25%2014
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Frequently asked questions

How much does Klingman and Associates, LLC manage?

Klingman and Associates, LLC reports $4.8 billion in regulatory assets under management on its Form ADV.

How many employees does Klingman and Associates, LLC have?

Klingman and Associates, LLC reports 25 employees.

Where is Klingman and Associates, LLC located?

Klingman and Associates, LLC is based in New York, NY and has been SEC-registered since 2007.

Does Klingman and Associates, LLC disclose fund performance?

Klingman and Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address120 West 45th Street, Suite 3800, New York, NY 10036
Phone212-867-7647
Fax212-752-2150
Office hours9:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1662449
Discloses disciplinary historyNo

Assets under management

Discretionary$3.47B
Non-discretionary$1.36B
Total (RAUM)$4.84B