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Kondo Wealth Advisors, Inc

● SEC registered since 2015CRD 175347SEC# 801-96308Pasadena, CA
Export (members)
Reg. AUM
$306.4M
Employees
8
Accounts
1,108
Location
Pasadena, CA

Kondo Wealth Advisors, Inc assets under management

Kondo Wealth Advisors, Inc is a registered investment adviser overseen by the SEC based in Pasadena, CA. The firm has been registered since 2015. It reports $306.4 million in regulatory assets under management and employs 8 people.
www.youtube.com/channel/uc6xdykebsfgpjpgnobzeszw/featuredView on SEC.gov ↗

Kondo Wealth Advisors, Inc owners & executives

2 reported
NameTitleOwnershipSince
Akemi Kondo Dalvi ControlChief Executive OfficerOver 75%2014
Joanie Ryoko Morioka ControlChief Compliance OfficerUnder 5%2020

Frequently asked questions

How much does Kondo Wealth Advisors, Inc manage?

Kondo Wealth Advisors, Inc reports $306.4 million in regulatory assets under management on its Form ADV.

How many employees does Kondo Wealth Advisors, Inc have?

Kondo Wealth Advisors, Inc reports 8 employees.

Where is Kondo Wealth Advisors, Inc located?

Kondo Wealth Advisors, Inc is based in Pasadena, CA and has been SEC-registered since 2015.

Does Kondo Wealth Advisors, Inc disclose fund performance?

Kondo Wealth Advisors, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address921 East Green Street, Pasadena, CA 91106
Phone626-449-7783
Fax626-449-7785
Office hours9:00a.m. - 5:00p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$306.4M
Non-discretionary$0
Total (RAUM)$306.4M