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Ladenburg Thalmann Asset Management Inc

● SEC registered since 1997CRD 108604SEC# 801-54909New York, NY
Export (members)
Reg. AUM
$5.61B
Employees
33
Accounts
3,334
Location
New York, NY

Ladenburg Thalmann Asset Management Inc assets under management

Ladenburg Thalmann Asset Management Inc is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 1997. It reports $5.6 billion in regulatory assets under management and employs 33 people.

Ladenburg Thalmann Asset Management Inc owners & executives

25 reported
NameTitleOwnershipSince
David Martin Schmidt ControlTreasurerUnder 5%2023
Jaime Lynn Desmond ControlChief Operations OfficerUnder 5%2010
James Dale Price ControlChairmanUnder 5%2020
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Frequently asked questions

How much does Ladenburg Thalmann Asset Management Inc manage?

Ladenburg Thalmann Asset Management Inc reports $5.6 billion in regulatory assets under management on its Form ADV.

How many employees does Ladenburg Thalmann Asset Management Inc have?

Ladenburg Thalmann Asset Management Inc reports 33 employees.

Where is Ladenburg Thalmann Asset Management Inc located?

Ladenburg Thalmann Asset Management Inc is based in New York, NY and has been SEC-registered since 1997.

Does Ladenburg Thalmann Asset Management Inc disclose fund performance?

Ladenburg Thalmann Asset Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address640 Fifth Avenue, 4th Fl., New York, NY 10019
Phone800-995-5267
Fax212-409-2550
Office hoursLadenburg Thalmann Asset Mgmt
SEC regionNew York Regional Office (NYRO)
CIK1483964
Discloses disciplinary historyYes

Assets under management

Discretionary$1.61B
Non-discretionary$4B
Total (RAUM)$5.61B