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Lakeshore Financial Planning Inc.

● SEC registered since 2018CRD 299129SEC# 801-114302Saint Clair Shores, MI
Export (members)
Reg. AUM
$403.6M
Employees
6
Accounts
1,290
Location
Saint Clair Shores, MI

Lakeshore Financial Planning Inc. assets under management

Lakeshore Financial Planning Inc. is an investment advisory firm registered with the SEC based in Saint Clair Shores, MI. The firm has been registered since 2018. It reports $403.6 million in regulatory assets under management and employs 6 people.
www.lakeshorefinancialplanning.comView on SEC.gov ↗

Lakeshore Financial Planning Inc. owners & executives

3 reported
NameTitleOwnershipSince
Jeffrey Francis Brayton ControlPresidentOver 75%2018
Mark Edward Romin ControlVice President10-25%2018
Sarah Rangstrom ControlChief Compliance OfficerUnder 5%2025

Frequently asked questions

How much does Lakeshore Financial Planning Inc. manage?

Lakeshore Financial Planning Inc. reports $403.6 million in regulatory assets under management on its Form ADV.

How many employees does Lakeshore Financial Planning Inc. have?

Lakeshore Financial Planning Inc. reports 6 employees.

Where is Lakeshore Financial Planning Inc. located?

Lakeshore Financial Planning Inc. is based in Saint Clair Shores, MI and has been SEC-registered since 2018.

Does Lakeshore Financial Planning Inc. disclose fund performance?

Lakeshore Financial Planning Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address23201 Jefferson Ave, Saint Clair Shores, MI 48080
Phone586-498-0788
Fax586-498-7580
Office hours8:00 a.m. To 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$403.6M
Non-discretionary$0
Total (RAUM)$403.6M