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Lateral Investment Management, LLC

● SEC registered since 2018CRD 159649SEC# 801-112357San Mateo, CA
Export (members)
Ranks #2,890 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$847.7M
Fund GAV
$847.7M
Private funds
16
Employees
21
Accounts
21
Location
San Mateo, CA

Lateral Investment Management, LLC assets under management

Lateral Investment Management, LLC is an investment advisory firm registered with the SEC based in San Mateo, CA. The firm has been registered since 2018. It reports $847.7 million in regulatory assets under management and employs 21 people. Lateral Investment Management, LLC manages 16 private funds with combined gross assets of $847.7 million, including Lateral U.S. Credit Opportunities Fund Qp, L.P. By regulatory assets, it ranks 2,890 of 5,911 private fund managers.

Lateral Investment Management, LLC private funds

16 funds · $847.7M GAV
FundTypeGross assetsMin.
Lateral U.S. Credit Opportunities Fund Qp, L.P.Other Private$273.6M$1M
Niagara Credit Income Fund Qp, LPOther Private$239.4M$250K
Lmg Partners, LPOther Private$84.1M$50K
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Lateral Investment Management, LLC owners & executives

4 reported
NameTitleOwnershipSince
David Shun-Hua Lin ControlChief Financial OfficerUnder 5%2019
Dhamitha Richard De Silva ControlManaging MemberOver 75%2011
Marie Claire Hickey ControlManaging Director Of Operations And Deputy Compliance Officer10-25%2015
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Frequently asked questions

How much does Lateral Investment Management, LLC manage?

Lateral Investment Management, LLC reports $847.7 million in regulatory assets under management on its Form ADV.

How many private funds does Lateral Investment Management, LLC manage?

Lateral Investment Management, LLC manages 16 private funds with combined gross assets of $847.7 million.

How many employees does Lateral Investment Management, LLC have?

Lateral Investment Management, LLC reports 21 employees.

Where is Lateral Investment Management, LLC located?

Lateral Investment Management, LLC is based in San Mateo, CA and has been SEC-registered since 2018.

Does Lateral Investment Management, LLC disclose fund performance?

Lateral Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address400 South el Camino Real, Suite 1100, San Mateo, CA 94402
Phone650-396-2200
Office hours9:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Umbrella registrationYes
Discloses disciplinary historyNo

Assets under management

Discretionary$719.2M
Non-discretionary$128.4M
Total (RAUM)$847.7M