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Legacy Financial Advisors, Inc.

● SEC registered since 2011CRD 158675SEC# 801-72637Covington, KY
Export (members)
Reg. AUM
$1.26B
Employees
21
Accounts
3,515
Location
Covington, KY

Legacy Financial Advisors, Inc. assets under management

Legacy Financial Advisors, Inc. is a registered investment adviser overseen by the SEC based in Covington, KY. The firm has been registered since 2011. It reports $1.3 billion in regulatory assets under management and employs 21 people.
legacyfinancialadvisors.comView on SEC.gov ↗

Legacy Financial Advisors, Inc. owners & executives

6 reported
NameTitleOwnershipSince
Jonathan G KastingChief Compliance OfficerUnder 5%2021
Laura Lee Branum ControlChief Operations OfficerUnder 5%2011
Michael Joseph Maisel ControlCeo And Managing Principal25-50%2011
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Frequently asked questions

How much does Legacy Financial Advisors, Inc. manage?

Legacy Financial Advisors, Inc. reports $1.3 billion in regulatory assets under management on its Form ADV.

How many employees does Legacy Financial Advisors, Inc. have?

Legacy Financial Advisors, Inc. reports 21 employees.

Where is Legacy Financial Advisors, Inc. located?

Legacy Financial Advisors, Inc. is based in Covington, KY and has been SEC-registered since 2011.

Does Legacy Financial Advisors, Inc. disclose fund performance?

Legacy Financial Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address117 East Fourth Street, Covington, KY 41011
Phone859-655-5225
Fax859-655-9049
Office hours8:00 a.m.-5:00p.m.
SEC regionChicago Regional Office (CHRO)
CIK1730810
Discloses disciplinary historyNo

Assets under management

Discretionary$1.26B
Non-discretionary$0
Total (RAUM)$1.26B