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Legacy Financial Services Group, Inc.

● SEC registered since 2026CRD 140514SEC# 801-136525Traverse City, MI
Export (members)
Reg. AUM
$122.8M
Employees
2
Accounts
357
Location
Traverse City, MI

Legacy Financial Services Group, Inc. assets under management

Legacy Financial Services Group, Inc. operates as an SEC-registered investment adviser based in Traverse City, MI. The firm has been registered since 2026. It reports $122.8 million in regulatory assets under management and employs 2 people.
www.facebook.com/legacyfsgView on SEC.gov ↗

Legacy Financial Services Group, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Carolyn Marie Weeks ControlChief Compliance OfficerUnder 5%2007
Derek Edward Weeks ControlPresidentOver 75%2006

Frequently asked questions

How much does Legacy Financial Services Group, Inc. manage?

Legacy Financial Services Group, Inc. reports $122.8 million in regulatory assets under management on its Form ADV.

How many employees does Legacy Financial Services Group, Inc. have?

Legacy Financial Services Group, Inc. reports 2 employees.

Where is Legacy Financial Services Group, Inc. located?

Legacy Financial Services Group, Inc. is based in Traverse City, MI and has been SEC-registered since 2026.

Does Legacy Financial Services Group, Inc. disclose fund performance?

Legacy Financial Services Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10691 East Carter Road, Suite 101, Traverse City, MI 49684
Phone231-933-0631
Fax231-933-0838
Office hours8:00 - 4:00 (Et)
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$122.8M
Non-discretionary$0
Total (RAUM)$122.8M