PPrivate Fund Data Log in Join · $37/mo

Legacy Wealth Management Inc

● SEC registered since 1982CRD 108619SEC# 801-18073Memphis, TN
Export (members)
Reg. AUM
$2.36B
Employees
21
Accounts
4,507
Location
Memphis, TN

Legacy Wealth Management Inc assets under management

Legacy Wealth Management Inc is a registered investment adviser overseen by the SEC based in Memphis, TN. The firm has been registered since 1982. It reports $2.4 billion in regulatory assets under management and employs 21 people.
www.linkedin.com/company/legacy-wealth-managementllcView on SEC.gov ↗

Legacy Wealth Management Inc owners & executives

10 reported
NameTitleOwnershipSince
Alan Edward Vosburg ControlIt Manager5-10%2013
Cathy Ann Simmons ControlChief Compliance OfficerUnder 5%2007
Duncan L Miller ControlPresident & Ceo10-25%2022
See all 10 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Legacy Wealth Management Inc manage?

Legacy Wealth Management Inc reports $2.4 billion in regulatory assets under management on its Form ADV.

How many employees does Legacy Wealth Management Inc have?

Legacy Wealth Management Inc reports 21 employees.

Where is Legacy Wealth Management Inc located?

Legacy Wealth Management Inc is based in Memphis, TN and has been SEC-registered since 1982.

Does Legacy Wealth Management Inc disclose fund performance?

Legacy Wealth Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1715 Aaron Brenner Dr., Suite 301, Memphis, TN 38120-1443
Phone901-758-9006
Fax901-758-9007
Office hours8:30 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$2.23B
Non-discretionary$132.8M
Total (RAUM)$2.36B