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Legalist, Inc.

● SEC registered since 2019CRD 297876SEC# 801-117830San Francisco, CA
Export (members)
Ranks #2,653 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$1.03B
Fund GAV
$999M
Private funds
13
Employees
36
Accounts
15
Location
San Francisco, CA

Legalist, Inc. assets under management

Legalist, Inc. is an SEC-registered investment adviser based in San Francisco, CA. The firm has been registered since 2019. It reports $1 billion in regulatory assets under management and employs 36 people. Legalist, Inc. manages 13 private funds with combined gross assets of $999 million, including Legalist Fund III, LP. By regulatory assets, it ranks 2,653 of 5,911 private fund managers.

Legalist, Inc. private funds

13 funds · $999M GAV
FundTypeGross assetsMin.
Legalist Fund III, LPPrivate Equity$291.8M$500K
Legalist Government Receivables Fund, LPPrivate Equity$150.8M$100K
Legalist SPV III, LPPrivate Equity$103.2M$1M
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Legalist, Inc. owners & executives

6 reported
NameTitleOwnershipSince
Brian Thomas Montgomery ControlChief Financial OfficerUnder 5%2024
Brian Thomas Rice ControlGeneral CounselUnder 5%2024
Brian Thomas Rice ControlChief Compliance OfficerUnder 5%2025
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Frequently asked questions

How much does Legalist, Inc. manage?

Legalist, Inc. reports $1 billion in regulatory assets under management on its Form ADV.

How many private funds does Legalist, Inc. manage?

Legalist, Inc. manages 13 private funds with combined gross assets of $999 million.

How many employees does Legalist, Inc. have?

Legalist, Inc. reports 36 employees.

Where is Legalist, Inc. located?

Legalist, Inc. is based in San Francisco, CA and has been SEC-registered since 2019.

Does Legalist, Inc. disclose fund performance?

Legalist, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2700 19th Street, Suite 3025, San Francisco, CA 94110
Phone415-570-7878
Office hours9:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$999M
Non-discretionary$30M
Total (RAUM)$1.03B