| Name | Title | Ownership | Since |
|---|---|---|---|
| Lesa Anne Sroufe Control | President, Managing Director, Chief Financial Officer | Over 75% | 2004 |
| Shaun Elizabeth Corry Control | Chief Compliance Officer | 5-10% | 2006 |
Lesa Sroufe & Company, Inc. reports $158.6 million in regulatory assets under management on its Form ADV.
Lesa Sroufe & Company, Inc. reports 4 employees.
Lesa Sroufe & Company, Inc. is based in Seattle, WA and has been SEC-registered since 2005.
Lesa Sroufe & Company, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 801 Second Ave, Suite 304, Seattle, WA 98104 |
| Phone | 206-838-8383 |
| Office hours | 6:30 a.m. - 4:00 p.m.Pst |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1492162 |
| Discloses disciplinary history | No |
| Discretionary | $148.8M |
| Non-discretionary | $9.8M |
| Total (RAUM) | $158.6M |