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Lewis Financial Management, LLC

● SEC registered since 2001CRD 116344SEC# 801-60666Raleigh, NC
Export (members)
Reg. AUM
$431.2M
Employees
2
Accounts
128
Location
Raleigh, NC

Lewis Financial Management, LLC assets under management

Lewis Financial Management, LLC is an SEC-registered investment adviser based in Raleigh, NC. The firm has been registered since 2001. It reports $431.2 million in regulatory assets under management and employs 2 people.

Lewis Financial Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
Douglas Joel Lewis ControlManaging Member, Chief Compliance Officer50-75%2004
Linda Perez Lewis ControlMember50-75%2001

Frequently asked questions

How much does Lewis Financial Management, LLC manage?

Lewis Financial Management, LLC reports $431.2 million in regulatory assets under management on its Form ADV.

How many employees does Lewis Financial Management, LLC have?

Lewis Financial Management, LLC reports 2 employees.

Where is Lewis Financial Management, LLC located?

Lewis Financial Management, LLC is based in Raleigh, NC and has been SEC-registered since 2001.

Does Lewis Financial Management, LLC disclose fund performance?

Lewis Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1611 East Millbrook Road, Raleigh, NC 27609
Phone919-872-7000
Fax919-872-7004
Office hours8:00-5:30
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary
Non-discretionary$431.2M
Total (RAUM)$431.2M