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Light Financial Services, Inc.

● SEC registered since 2022CRD 131678SEC# 801-123619Fargo, ND
Export (members)
Reg. AUM
$145.1M
Employees
2
Accounts
1,632
Location
Fargo, ND

Light Financial Services, Inc. assets under management

Light Financial Services, Inc. operates as an SEC-registered investment adviser based in Fargo, ND. The firm has been registered since 2022. It reports $145.1 million in regulatory assets under management and employs 2 people.
www.lightfinancialservices.comView on SEC.gov ↗

Light Financial Services, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Paul Arthur Light ControlPresident, Secretary, Treasurer, Director, Chief Compliance OfficerOver 75%2003

Frequently asked questions

How much does Light Financial Services, Inc. manage?

Light Financial Services, Inc. reports $145.1 million in regulatory assets under management on its Form ADV.

How many employees does Light Financial Services, Inc. have?

Light Financial Services, Inc. reports 2 employees.

Where is Light Financial Services, Inc. located?

Light Financial Services, Inc. is based in Fargo, ND and has been SEC-registered since 2022.

Does Light Financial Services, Inc. disclose fund performance?

Light Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3575 45th St S, Suite 112, Fargo, ND 58104
Phone701.356.5106
Fax701.356.0169
Office hours8:30 a.m. - 4:30 p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$144.5M
Non-discretionary$631K
Total (RAUM)$145.1M