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Lighthouse Financial Management, LLC

CRD 127748SEC# 801-110214Westerly, RI
Export (members)
No longer SEC-registered. Lighthouse Financial Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$184.1M
Employees
8
Accounts
448
Location
Westerly, RI

Lighthouse Financial Management, LLC assets under management

Lighthouse Financial Management, LLC is an SEC-registered investment adviser based in Westerly, RI. It reports $184.1 million in regulatory assets under management and employs 8 people.
View on SEC.gov ↗

Lighthouse Financial Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
Maureen Joy PoplaskiChief Compliance OfficerUnder 5%2009
Stephen Charles Poplaski ControlManaging MemberOver 75%2004

Frequently asked questions

How much does Lighthouse Financial Management, LLC manage?

Lighthouse Financial Management, LLC reports $184.1 million in regulatory assets under management on its Form ADV.

How many employees does Lighthouse Financial Management, LLC have?

Lighthouse Financial Management, LLC reports 8 employees.

Where is Lighthouse Financial Management, LLC located?

Lighthouse Financial Management, LLC is based in Westerly, RI.

Does Lighthouse Financial Management, LLC disclose fund performance?

Lighthouse Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address85 Beach Street, Building D, Westerly, RI 02891
Office hours9a.m. - 5p.m. Est
Discloses disciplinary historyNo

Assets under management

Discretionary$184.1M
Non-discretionary$0
Total (RAUM)$184.1M