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Lighthouse Financial Services Inc

● SEC registered since 1988CRD 110367SEC# 801-55848Brea, CA
Export (members)
Reg. AUM
$429.8M
Employees
7
Accounts
454
Location
Brea, CA

Lighthouse Financial Services Inc assets under management

Lighthouse Financial Services Inc is a registered investment adviser overseen by the SEC based in Brea, CA. The firm has been registered since 1988. It reports $429.8 million in regulatory assets under management and employs 7 people.

Lighthouse Financial Services Inc owners & executives

4 reported
NameTitleOwnershipSince
Jayce Alan LowePartner10-25%2025
Michael Robert Verity ControlVice President & Chief Investment Officer25-50%2013
Muey Koi HermanPartner10-25%2025
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Frequently asked questions

How much does Lighthouse Financial Services Inc manage?

Lighthouse Financial Services Inc reports $429.8 million in regulatory assets under management on its Form ADV.

How many employees does Lighthouse Financial Services Inc have?

Lighthouse Financial Services Inc reports 7 employees.

Where is Lighthouse Financial Services Inc located?

Lighthouse Financial Services Inc is based in Brea, CA and has been SEC-registered since 1988.

Does Lighthouse Financial Services Inc disclose fund performance?

Lighthouse Financial Services Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3070 Saturn Street, Suite 101, Brea, CA 92821
Phone714-572-8900
Fax714-572-4489
Office hours8:00 a.m.-5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$429.8M
Non-discretionary$0
Total (RAUM)$429.8M