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Linden Thomas Advisory Services, LLC

● SEC registered since 2017CRD 288557SEC# 801-110683Charlotte, NC
Export (members)
Reg. AUM
$1.63B
Employees
11
Accounts
6,977
Location
Charlotte, NC

Linden Thomas Advisory Services, LLC assets under management

Linden Thomas Advisory Services, LLC is an investment advisory firm registered with the SEC based in Charlotte, NC. The firm has been registered since 2017. It reports $1.6 billion in regulatory assets under management and employs 11 people.

Linden Thomas Advisory Services, LLC owners & executives

4 reported
NameTitleOwnershipSince
Linden Thomas Financial Group, LLC ControlMemberOver 75%2018
Patti Sue Almanza ControlChief Compliance OfficerUnder 5%2024
Stephen Linden Thomas ControlManagerUnder 5%2017
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Frequently asked questions

How much does Linden Thomas Advisory Services, LLC manage?

Linden Thomas Advisory Services, LLC reports $1.6 billion in regulatory assets under management on its Form ADV.

How many employees does Linden Thomas Advisory Services, LLC have?

Linden Thomas Advisory Services, LLC reports 11 employees.

Where is Linden Thomas Advisory Services, LLC located?

Linden Thomas Advisory Services, LLC is based in Charlotte, NC and has been SEC-registered since 2017.

Does Linden Thomas Advisory Services, LLC disclose fund performance?

Linden Thomas Advisory Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address516 North Tryon Street, Suite 200, Charlotte, NC 28202
Phone(704) 554-8150
Fax704-554-8350
Office hours8:00 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$885.9M
Non-discretionary$747.9M
Total (RAUM)$1.63B