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Lipe & Dalton,inc.

● SEC registered since 2006CRD 132737SEC# 801-66472Syracuse, NY
Export (members)
Reg. AUM
$690.5M
Employees
2
Accounts
358
Location
Syracuse, NY

Lipe & Dalton,inc. assets under management

Lipe & Dalton,inc. is an investment advisory firm registered with the SEC based in Syracuse, NY. The firm has been registered since 2006. It reports $690.5 million in regulatory assets under management and employs 2 people.

Lipe & Dalton,inc. owners & executives

2 reported
NameTitleOwnershipSince
Patrick Dalton ControlPresident50-75%2004
Willard Charles Lipe ControlChief Executive Officer/Chief Compliance Officer50-75%2004

Frequently asked questions

How much does Lipe & Dalton,inc. manage?

Lipe & Dalton,inc. reports $690.5 million in regulatory assets under management on its Form ADV.

How many employees does Lipe & Dalton,inc. have?

Lipe & Dalton,inc. reports 2 employees.

Where is Lipe & Dalton,inc. located?

Lipe & Dalton,inc. is based in Syracuse, NY and has been SEC-registered since 2006.

Does Lipe & Dalton,inc. disclose fund performance?

Lipe & Dalton,inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address103 E. Water Street, Suite 305, Syracuse, NY 13202
Phone315-428-8585
Fax315-428-8589
Office hours8:30 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1570396
Discloses disciplinary historyNo

Assets under management

Discretionary$690.5M
Non-discretionary$0
Total (RAUM)$690.5M