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Lm Capital Group, LLC

● SEC registered since 2002CRD 120277SEC# 801-61100San Diego, CA
Export (members)
Reg. AUM
$5.76B
Employees
22
Accounts
38
Location
San Diego, CA

Lm Capital Group, LLC assets under management

Lm Capital Group, LLC is an investment advisory firm registered with the SEC based in San Diego, CA. The firm has been registered since 2002. It reports $5.8 billion in regulatory assets under management and employs 22 people.

Lm Capital Group, LLC owners & executives

9 reported
NameTitleOwnershipSince
Jeffrey Marc FrankelChief Compliance OfficerUnder 5%2010
John Edward Chalker ControlManaging DirectorUnder 5%1988
Lm Capital Management Inc ControlHolding CompanyOver 75%2002
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Frequently asked questions

How much does Lm Capital Group, LLC manage?

Lm Capital Group, LLC reports $5.8 billion in regulatory assets under management on its Form ADV.

How many employees does Lm Capital Group, LLC have?

Lm Capital Group, LLC reports 22 employees.

Where is Lm Capital Group, LLC located?

Lm Capital Group, LLC is based in San Diego, CA and has been SEC-registered since 2002.

Does Lm Capital Group, LLC disclose fund performance?

Lm Capital Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address750 B Street, Suite 3010, San Diego, CA 92101
Phone619-814-1401
Fax619-814-1404
Office hours8:00a.m. To 4:00p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$5.76B
Non-discretionary$0
Total (RAUM)$5.76B