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Lowery Thomas, LLC

● SEC registered since 2000CRD 110058SEC# 801-58206
Export (members)
Reg. AUM
$341.1M
Employees
6
Accounts
621
Location

Lowery Thomas, LLC assets under management

Lowery Thomas, LLC operates as an SEC-registered investment adviser. The firm has been registered since 2000. It reports $341.1 million in regulatory assets under management and employs 6 people.

Lowery Thomas, LLC owners & executives

3 reported
NameTitleOwnershipSince
David James Lowery ControlVice PresidentUnder 5%1999
Kenneth Grant Cala ControlV.p., Secretary., Director50-75%1999
Mark Thomas Vicencio ControlPresident, Chief Compliance Officer, Treasurer, Director50-75%1999

Frequently asked questions

How much does Lowery Thomas, LLC manage?

Lowery Thomas, LLC reports $341.1 million in regulatory assets under management on its Form ADV.

How many employees does Lowery Thomas, LLC have?

Lowery Thomas, LLC reports 6 employees.

Does Lowery Thomas, LLC disclose fund performance?

Lowery Thomas, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone831-230-6380
Office hours9:00 a.m. To 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK1919701
Discloses disciplinary historyNo

Assets under management

Discretionary$191.7M
Non-discretionary$149.4M
Total (RAUM)$341.1M