| Name | Title | Ownership | Since |
|---|---|---|---|
| Kirby Lepak Horan-Adams Control | Chief Executive Officer. President | Under 5% | 2023 |
| Lpl Holdings, Inc. Control | Managing Member | Over 75% | 2023 |
| Richard Steven Sheehan Control | Svp, Chief Compliance Officer | Under 5% | 2023 |
Lpl Enterprise, LLC reports $18.9 billion in regulatory assets under management on its Form ADV.
Lpl Enterprise, LLC reports 4,650 employees.
Lpl Enterprise, LLC is based in Fort Mill, SC and has been SEC-registered since 2024.
Lpl Enterprise, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1055 Lpl Way, Fort Mill, SC 29715 |
| Phone | 704-733-3300 |
| Office hours | 8:30 a.m. - 6:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | Yes |
| Discretionary | $18.86B |
| Non-discretionary | $0 |
| Total (RAUM) | $18.86B |