| Name | Title | Ownership | Since |
|---|---|---|---|
| Aneri Jambusaria Control | Managing Director Lpl Services Group | Under 5% | 2022 |
| Brent Blain Simonich Control | Executive Vice President, Chief Risk Officer | Under 5% | 2022 |
| Gregory Gates Control | Managing Director, Chief Information Officer | Under 5% | 2021 |
Lpl Financial LLC reports $61.9 million in regulatory assets under management on its Form ADV.
Lpl Financial LLC reports 37,893 employees.
Lpl Financial LLC is based in Fort Mill, SC and has been SEC-registered since 1975.
Lpl Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1055 Lpl Way, Fort Mill, SC 29715 |
| Phone | 704-733-3300 |
| Office hours | 8:30a.m. - 6:00p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1007444 |
| Discloses disciplinary history | Yes |
| Discretionary | $61.8M |
| Non-discretionary | $624.4M |
| Total (RAUM) | $61.9M |