PPrivate Fund Data Log in Join · $37/mo

L.s.y., Inc

● SEC registered since 2000CRD 38SEC# 801-57838San Ramon, CA
Export (members)
Reg. AUM
$578.1M
Employees
30
Accounts
1,530
Location
San Ramon, CA

L.s.y., Inc assets under management

L.s.y., Inc operates as an SEC-registered investment adviser based in San Ramon, CA. The firm has been registered since 2000. It reports $578.1 million in regulatory assets under management and employs 30 people.

L.s.y., Inc owners & executives

3 reported
NameTitleOwnershipSince
Clarence Yee ControlPresident, Cfo, Coo, Chief Compliance Officer, Treasurer, Secretary, Pfo, Poo25-50%1973
Larry Chaiya Lee ControlChairman Of The Board50-75%1973
Nicholas Cowles Cochran ControlVice-PresidentUnder 5%1992

Frequently asked questions

How much does L.s.y., Inc manage?

L.s.y., Inc reports $578.1 million in regulatory assets under management on its Form ADV.

How many employees does L.s.y., Inc have?

L.s.y., Inc reports 30 employees.

Where is L.s.y., Inc located?

L.s.y., Inc is based in San Ramon, CA and has been SEC-registered since 2000.

Does L.s.y., Inc disclose fund performance?

L.s.y., Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address12667 Alcosta Blvd., Suite 160, San Ramon, CA 94583
Phone925-866-2882
Fax925-866-8989
Office hours9:00 a.m. To 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$576.4M
Non-discretionary$1.7M
Total (RAUM)$578.1M