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Lumbard & Kellner, LLC

● SEC registered since 2003CRD 117196SEC# 801-61888Hollis, NH
Export (members)
Reg. AUM
$357.2M
Employees
4
Accounts
122
Location
Hollis, NH

Lumbard & Kellner, LLC assets under management

Lumbard & Kellner, LLC is an SEC-registered investment adviser based in Hollis, NH. The firm has been registered since 2003. It reports $357.2 million in regulatory assets under management and employs 4 people.

Lumbard & Kellner, LLC owners & executives

5 reported
NameTitleOwnershipSince
Anne Russell ControlMember10-25%2013
Drew Dawson Kellner ControlMember, Chief Compliance Officer10-25%2005
James B Conway ControlMember10-25%2021
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Frequently asked questions

How much does Lumbard & Kellner, LLC manage?

Lumbard & Kellner, LLC reports $357.2 million in regulatory assets under management on its Form ADV.

How many employees does Lumbard & Kellner, LLC have?

Lumbard & Kellner, LLC reports 4 employees.

Where is Lumbard & Kellner, LLC located?

Lumbard & Kellner, LLC is based in Hollis, NH and has been SEC-registered since 2003.

Does Lumbard & Kellner, LLC disclose fund performance?

Lumbard & Kellner, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5 Hutchings Drive, Hollis, NH 03049-0749
Phone603-465-7700
Fax603-465-7774
Office hours9:00 a.m.- 4:15 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$357.2M
Non-discretionary$0
Total (RAUM)$357.2M