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M4a3 LLC

● SEC registered since 2025CRD 336172SEC# 801-132765Boulder, CO
Export (members)
Reg. AUM
Employees
2
Accounts
Location
Boulder, CO

M4a3 LLC assets under management

M4a3 LLC is an SEC-registered investment adviser based in Boulder, CO. The firm has been registered since 2025. It employs 2 people.

M4a3 LLC owners & executives

2 reported
NameTitleOwnershipSince
Mandi Michelle Sherman ControlManaging Member, Founder, Chief Operations Officer & Chief Compliance Officer50-75%2025
Michael John Sherman ControlManaging Member, Founder & Chief Executive Officer25-50%2025

Frequently asked questions

How many employees does M4a3 LLC have?

M4a3 LLC reports 2 employees.

Where is M4a3 LLC located?

M4a3 LLC is based in Boulder, CO and has been SEC-registered since 2025.

Does M4a3 LLC disclose fund performance?

M4a3 LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address820 Pearl Street, Ste F, Boulder, CO 80302
Phone303.396.6204
Office hours8a.m. - 5p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo